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Equity & Executive Compensation

For corporate executives: RSUs, ISOs and NSOs, concentrated company-stock risk, NUA, and 10b5-1 plans. A high-value, low-competition niche the firm should own. Thin in legacy content but earmarked as a growth cluster; maps to /services/stock-option-strategies, /services/10b5-1-plans, and the Corporate Executives audience.

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Financial Planning Fridays # 109: NUA and Company Stock in Your 401k

Net unrealized appreciation (NUA) is a tax rule for employees holding appreciated company stock inside a 401k. Instead of rolling shares into an IRA, you transfer them to a brokerage account, paying ordinary income tax only on the cost basis and long-term capital gains rates on the appreciation.

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Video

The Big Question Special Edition: Restricted Stock Units (RSUs)

This special edition explains restricted stock units (RSUs): how they vest, why vested shares are taxed as ordinary income, and how to decide whether to hold or sell. It addresses the concentration risk of holding large amounts of one employer's stock and how RSUs fit into a broader financial and tax plan.

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